Compliance & Security

Harvest’s proprietary compliance tools were built in consultation with leading SEC, FINRA, and CFTC experts.

Communication & Document Encryption

Prior Approvals

Compliance officers are able to require prior approval for every outbound employee communication on Harvest, all from a click within your email.
State-of-the-art Database Security

Full Archiving

Integrate with your email so you can use your existing compliance infrastructure to archive all of your firm's relevant communications. 

Trackable Account Activity

Disclosures & Disclaimers

Write your own disclosures and disclaimers to be appended and displayed on all communications published on Harvest.


Enable Global Compliance

Seamlessly integrate the Harvest framework into your existing compliance policies and procedures. Knowing that your content is compliant allows you to freely share it externally with your community for maximum reach.

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Enable Global Compliance
Complete Compliance Control

Complete Compliance Control

You have full control over your compliance settings. Using full workflow audit trails, proprietary compliance tools, customizable settings, and detailed data analytics allows us to help you remain stress-free and focus solely on your investment expertise.

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Compliance Reference Documents

Download our regulatory compliance guide